Net capital rule

Results: 731



#Item
271Short / Short selling / Financial economics / Middleware / Net capital rule / Real estate broker / Business / Finance / Financial regulation

Non- Emergency Transportation (NET): Questions and Answers for MaineCare Members Q: I have heard MaineCare is changing their transportation program. Will you still pay for rides to my appointments if they are covered by

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Source URL: maine.gov

Language: English - Date: 2013-07-26 10:44:23
272JPMorgan Chase / Subprime mortgage crisis / Economics / Emergency Economic Stabilization Act / Repurchase agreement / Federal Reserve System / Federal Reserve responses to the subprime crisis / Net capital rule / Investment / Finance / Bear Stearns

Report Pursuant to Section 129 of the Emergency Economic Stabilization Act of 2008: Bridge Loan to The Bear Stearns Companies Inc. Through JPMorgan Chase Bank, N.A. Overview On Friday, March 14, 2008. the Board of Govern

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Source URL: federalreserve.gov

Language: English - Date: 2013-06-12 13:19:25
273Financial economics / Public Utility Holding Company Act / U.S. Securities and Exchange Commission / Investment Company Act / Electric Bond and Share Company / Securities Exchange Act / Securities Act / Security / Net capital rule / United States securities law / Financial regulation / United States

MEMORIES FROM EARLY DAYS OF THE SECURITIES AND EXCHANGE COMMISSION By Karl C. Smeltzer June 2004 In this year 2004, the Securities and Exchange Commission commemorates the anniversary of its founding in[removed]Having been

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Source URL: 3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn.com

Language: English - Date: 2013-03-28 20:44:48
274Financial system / United States securities law / Broker-dealer / Fixed income market / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Net capital rule / Financial markets / Financial economics / Finance

Microsoft Word - Document2

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Source URL: edgar.sec.gov

Language: English - Date: 2011-12-27 13:31:21
275Net capital rule / Law / Real estate / Trust law

STATE OF CALIFORNIA BUREAU OF REAL ESTATE Real Estate MATTERS! TRUST FUND STATUS REPORT RE 855 (Rev[removed])

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Source URL: www.dre.ca.gov

Language: English - Date: 2013-10-25 13:57:39
276Financial regulation / Financial markets / United States housing bubble / Late-2000s financial crisis / United States Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Liquidity risk / ACT / Net capital rule / Financial economics / Finance / United States federal banking legislation

Microsoft Word - Comment Letter - clean.doc

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Source URL: www.sec.gov

Language: English - Date: 2013-05-02 12:07:50
277Corporate governance / Finance / United States corporate law / United States securities law / Economy of the United States / Public Company Accounting Oversight Board / Net capital rule / Sarbanes–Oxley Act / Audit / Auditing / Accountancy / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. PCAOB[removed]February 12, 2014 Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules, Standards for Attestation Engageme

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Source URL: www.sec.gov.

Language: English - Date: 2014-02-12 18:00:07
278Business / Net capital rule / Mortgage broker / Broker / Annual report

STATE OF CALIFORNIA BUREAU OF REAL ESTATE Real Estate MATTERS! TRUST FUND NON-ACCOUNTABILITY REPORT RE 854 (Rev[removed])

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Source URL: www.dre.ca.gov

Language: English - Date: 2013-10-25 13:57:39
279Finance / Net capital rule / Sarbanes–Oxley Act / Audit / Financial audit / Internal audit / Internal control / Public Company Accounting Oversight Board / Securities Exchange Act / Auditing / Accountancy / Business

Notice of Filing of Proposed Rules on Attestation Standard No. 1, Examination Engagements Regarding Compliance Reports of Brokers and Dealers, Attestation Standard No. 2, Review Engagements Regarding Exemption Reports of

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Source URL: www.sec.gov.

Language: English - Date: 2013-11-12 12:07:50
280Bear Stearns / JPMorgan Chase / Subprime mortgage crisis / Maiden Lane Transactions / Emergency Economic Stabilization Act / Federal Reserve System / Federal Reserve responses to the subprime crisis / Net capital rule / Investment / Financial economics / Late-2000s financial crisis

Report Pursuant to Section 129 of the Emergency Economic Stabilization Act of 2008: Loan To Facilitate the Acquisition of The Bear Stearns Companies, Inc. by JPMorgan Chase & Co.

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Source URL: federalreserve.gov

Language: English - Date: 2009-02-22 22:09:36
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